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STIC-ILL 

From: Canella, Karen 

Sent: Wednesday, May 14, 2003 3:05 PM 

To: STIC-ILL 

Subject: ill order 09/230,955 

Art Unit 1642 Location 8E12(mail) 
Telephone Number 308-8362 
Application Number 09/230,955 

1 . American Journal of Pathology: 

1993 Feb, 142(2):403-412 

1993, 143(4):1 150-1 158 
1984, 114(3):454-460 
1996, 148(3):865-875 

1965 Sep, Vol. 44, pp. 280-282 

2. Cancer Research, 1993 May 15, 53(10 suppl):2287-2299 

3. Cancer epidemiology, biomarkers and Prevention, 1996 Jul, 5(7):549-557 

<5f4~. Lab Invesiigatjen 

^T98 0,42(1):91-96^ > 
iy88, 58(2): 141 -149 

5. Gynecol Oncol, 1982, 13(1):58-66 

6. International Journal of Gynecological Pathology: 

1985,4(4):300-313 
1986, 5(2):151-162 
1992, 11(1):24-29 

7. Differentiation: 

1986, 31 (3): 191 -205 
1988, 39(3): 185-1 96 

8. Cancer (Phila), 1989, 63(7): 1337-1 342 

9. Cancer Res, 1990, 50(16):5143-5152 

10. Virchows Arch B Cell Pathol Incl Mol Pathol, 1987, 54 (2):98-1 10 

1 1 . Acta Histochemica et Cytochemica: 

1994, 27(3):251-257 
1996, 29(1):51-56 

12. Archives of Gynecology and Obstetrics, 1989, 246(4):233-242 

13. Clin Lab Med, 1995 Sep, 15(3):727-742 

14. Clin Obstet Gynaecol, 1 984 Apr, 1 1 (1 ):5-23 




l 



0023^837/80/4201-0091302.00/0 
Laboratory Investigation 

Copyright © 1980 by the United Stat^Canadian Division of the International Academy of Pathology Vol 42, No. 1. p. 91,1980 

Printed in U.S.A. 

Immunohistochemical Localization of Keratin 
in Normal Human Tissues 

Richard Schlecel, M.D., Ph.D., Susan Banks-Schlecel, Ph D and 

Geraldine S. Pinkus, M.D. • "<•"•. and 

lechnology, Cambridge, Massachusetts 1 

Immunohistochemical identification of intracellular k» ra «>„ .„ .. . 
antibody technique on paraffm^mbedded huma^ tis^ A ^t J * chle ™* «">ing an indirect 
keratins are abundant in aU layers of snu„m™,^»t t- ? f ""nerous tissues confirms that 

and in the epithelia of ^nJS^TEu^SSS U^fT of ^^^ed glands,* 
which offers increased histologic resolution" w^ve .fho Ji ^!^ """"•""Peroxidase technique 
tracheal, bronchial, prostatic, and cereal did eSfteU-^L ** J""? W T^ 6 ™ of «" 
ceUs in these tissues. The nornial d^^Slt^ U c ^^^^ keratin-containing 
cells is accompanied by the loss of cytooWmic k^ n ^ ™ * nondividing, superficial columnar 
metaplasia stain intensely MithSitikeStiS MtitSJteJ aSl ESSi? 0- ' ° f epitheUal famous 
proliferation of the keratin-containinTbS wll^^ "W* an ex ***e r *«* 

various glands, and many mesodermal ti^e^rn. ^^ ? 8pi f a ^ ry eP'thellum, acinar cells of 
and connects tissue) wer^mXfaS^ MMtte ' nerve, 

within fixed, embedded tissue (uStadfag ££e ES^^K&i* 0 5f ratfal protehlfl 

useful fa the study of tissue histogenesff SZZESSL^ tJS^IJtW^ may P rove 
Poorly differentiated malignant neoplasms andTmor^ of 

no^SdaisSSg^ 1 Kerat,D Pr ° telB8 ' EpitheBal ^""tiation, Squamous metaplasia, Immu- 

ticipate in the in vitro assembly ofTnn^ tente (2« taffSE? ^ ^ T - an ^P^lial local- 

and antibodies prepared against a sSsSX ^ , i tl " inhuman lung and in glands which is 

ular weight epidermal pro^ve^n sho^S" Z^^™?^ ** described » *e rabbit. In 

ize ultrastructuraUy to the 8-nm. uSaS^idS iffSf' tb " I »*oil ataoU prove to be useful in the 

dermis (5, 12). ronoiuamente of epi- pathologic analysis of poorly differentiated human tu- 

Only recently has it been recognized that keratin fila- 

^W«itW,Wia MATERIALS AND METHODS 

that in vitro cultures of epithelia such as human kidney Antigen Preparation 

pattern. When frozen Sn^rfS <Jamentous of Sun and Green (28). Stratum corneum (600 mg) 
stained with the^Te SSy^flu^n^T 

te<^ fa the myoepitheKum ^ wtun^uT! ^y^^hyOaimnometitahe 

and in the biliary duct cells of the nW^W^n^nd I P " 7A ' ™ tU tis8ue Was dis- 

Green (27) andSun.Shih, and Grin?2^u^ed kerati^ TlTXn" f - 8us Pf nslon wa ^ centrifuged at 12.000 r.pan. 

distribution in various rabbit aa^SiXSS ^ HZ' 300 ? e) for 20 nunute8 m a SorvaI » RC2-B centrifuge, 

unmunofluorescence ^ ™ e ^f was extracted twice with 20 ma. Tris-HcfpH 

™««opy ana clearly defined 7.4, and three times with 20 nut Tris-HCl, pH 7.4, con- 



92 



SCHLEGBL, BANKS-SCHLEGEL, AND PINKUS 



Laboratoby Investigation 



taining 8 M urea to remove water-soluble proteins, leaving 
the water-insoluble keratin in the pellet. The insoluble 
peUet was then extracted with 20 mat Tris-HCl, pH 7.4, 
containing 8 M urea and 10 mM dithiothreitol (to solubil- 
ize the disulfide cross-linked protein), sonicated for 15 
seconds at a setting of 5 on a Bronson sonifier and 
centrifiiged. The supernatant fluid was used as antigen. 

POLYACRYLAMIDE GEL ELECTROPHORESIS 

Purified keratin protein (30 fig.) was applied to a 10 
per cent polyacrylamide gel with a stacker gel of 5 per 
cent polyacrylamide. Both gels contained 0.1 per cent 
sodium dodecyl sulfate, essentially as described by La- 
emmli (15). Electrophoresis was performed at 30 ma. 
until the tracking dye reached the bottom of the gel (4 
hours). After staining with Coomassie blue dye, keratin 
proteins varying from 41,000 to 65,000 daltons could be 
identified (Fig. 1). Similar patterns have been obtained 
by Sun and Green (28). 

Antibody Preparation 

Keratin proteins purified from human stratum cor- 
neum as described above were emulsified with Freud's 
complete adjuvant and injected intradermally into New 
Zealand White rabbits, using methods described previ- 
ously (28). One milligram of keratin protein was used for 
the primary injection. One month later, a second injec- 
tion containing 0.5 mg. of protein was given. Serum was 




A B 

Fig. 1. Sodium dodecyl sulfate gel electrophoresis pattern of keratin 
proteins selectively extracted from human stratum corneum. Molecular 
weight standards on the left side of the gel are: bovine serum albumin 
(68,000). tubulin (57,000 and 55,000), actin (42,000), aldolase (40,000), 
chymotrypsinogen (26,000), myoglobin (17,000), and cytochrome c 
(12,000). 



collected 7 to 10 days after the second injection. Double 
diffusion studies in 1 per cent agarose gels containing 0.1 
per cent sodium dodecyl sulfate and 0.5 per cent Triton 
X-100 (30) revealed a single, strong precipitin band be- 
tween the antiserum and keratin proteins extracted from 
stratum corneum. Preabsorption of the antiserum with 
keratin proteins eliminated this band; 0.6 ml. of antise- 
rum was preabsorbed by overnight incubation at 37° C. 
with keratin extracted from 0.2 gm. of human stratum 
corneum. There was no immunologic cross-reactivity of 
immune or preimmune serum with proteins of cultured 
3T3 fibroblasts or fibroblasts derived from human skin. 
Prior to use in immunoperoxidase studies, the preim- 
mune and immune sera were adsorbed with mouse liver 
powder to minimize nonspecific staining. 

Immunoperoxidase Staining 

Paraffin-embedded tissues were retrieved from the sur- 
gical pathology files of the Peter Bent Brigham Hospital, 
and immunoperoxidase staining of these tissues was per- 
formed according to a modification (21) of published 
methods (16, 18, 26). Unless otherwise specified, all tis- 
sues were fixed in 10 per cent buffered formalin. Sections 
(5 pm. thick) were transferred to glass slides and warmed 
to 45° C. for 1 hour to ensure adherence. The sections 
were deparaffinized in xylene, placed in absolute alcohol, 
then sequentially incubated for 30 minutes at room tem- 
perature with each of the following reagents: (1) metha- 
nolic hydrogen peroxide (1 volume of 3 per cent aqueous 
hydrogen peroxide to 5 volumes of methanol); (2) rabbit 
antihuman keratin antiserum (1:20 to 1:100 dilution); (3) 
swine antirabbit serum IgG (1:20 dilution); (4) horserad- 
ish peroxidase-rabbit antihorseradish peroxidase-soluble 
complexes (1:100 dilution). All dilutions were performed 
with 0.1 m Tris-buffer, pH 7.6. To decrease nonspecific 
background staining, sections were incubated with either 
5 per cent egg albumin or normal swine serum (1:10 
dilution) for 30 minutes following methanolic peroxide 
treatment. After each incubation, slides were washed 
with Tris-saline (1 volume Tris buffer, 0.1 M, pH 7.6, to 
9 volumes normal saline), then placed in Tris buffer for 
15 minutes. Antibody localization was determined by 
detection of peroxidase activity, effected by a 5-minute 
incubation of the slides with a freshly prepared solution 
containing 3,3'-diaminobenzidine tetrahydrochloride 
(Sigma Chemical Company, St. Louis, Missouri, 6 mg. 
per 10 ml. of Tris buffer) and 0.1 ml. of 3 per cent 
hydrogen peroxide. This method yields a brown reaction 
product. Slides were then washed with water, counter- 
stained with hematoxylin, dehydrated, and mounted in 
Permount. 

Horseradish peroxidase-rabbit antihorseradish peroxi- 
dase-soluble complexes and swine antirabbit serum IgG 
were purchased from Dakopatts A/S of Copenhagen, 
Denmark (United States agent, Accurate Chemical and 
Scientific Company, Hicksville, New York). 

RESULTS 

In Table 1 is defined the distribution of keratin proteins 
in a wide variety of adult human tissues. For all tissue 
with detectable intracellular keratin proteins, the speci- 



Vol. 42, No. 1,1980 



KKRATIN PK0TKIN8 IN HUMAN TI8SUKS 



Table I. Distribution of Intracvtoplasmic Keratin Proteins 
in Normal Human Tissues as Determined by 
Immunoperoxidase Studies 



TixsueA 



Result 



Tbwue* 



Kewjlt 



Skin 

Epidermis + 

Hair follicle + 

Sebaceous gland 
Sebaceous cell ( + )" 

Basal cell + 

Sweat gland 
Ductal cells + 

Dermal collagen - 
Lung 

Trachea and bronchus 
Columnar epithe- - 
Hum 

Basal cells + 
Intermediate cells + 
Submucosal glands 
Ducts + 
Acini — 
Alveoli — 
Cervix 
Rxocervix 
Squamous epithe- + 
lium 
Endocervix 
Columnar epithe- - 
lium 

Basal cells + 
Vagina 

Squamous epithelium + 

Prostate 
Columnar cells - 
Basal cells + 

Oral cavity 
Tongue 

Squamous mucosa + 
Buccal mucosa + 

Parotid gland 
Ducts + 
Acini " - 

Submaxillary gland 
Ducts + 
Acini — 



Pancreas 

Ducts 

Acini 

Islets 
Breast 

Urinary bladder and 
ureter 

Transitional epithe- 
lium 

Smooth muscle 
Kidney 

Glomeruli 

Tubules, collecting 

Tubules, proximal and 
distal 
Liver 

Hepatocytes 

Bile ducts 

Hepatic arteries, veins 
Testis 

Tubules 

Interstitium 
Adrenal 
Ovary 
Stomach 
Intestine 

Ileum 

Colon 
Nerve 
Muscle 

Smooth 

Skeletal 
Connective tissue 
Lymph node 
Spleen 

Hematopoietic 

(iliac crest) 

Erythroid, myeloid, 
and megakary- 
ocyte lines 

Bone trabeculae 



" Weak staining, 

* Variable positivity in epithelial and myoepithelial cells of ducts and 
acinar epithelium (see text). 

' Weak staining was observed in these tissues with immune, and with 
preimmune or keratin-absorbed serum and was therefore interpreted 
as nonspecific. 

ficity of the staining was verified by parallel experiments 
using both neutralized antiserum and preimmune rabbit 
serum. 

Keratin proteins were detected equally in all layers of 
the epidermis from stratum basale to stratum corneum, 
and in some skin adnexa including hair follicles, sweat 
gland ducts, and ducts of sebaceous glands (Fig. 2A). 
These observations are consistent with the findings of 
Sun and Green (28), except for the staining characteris- 
tics of the stratum granulosum. In the latter study, 
immunofluorescence with antikeratin antibodies dem- 
onstrated little fluorescence in the granular layer, pre- 



83 

sumably due to a quenching phenomenon. In addition, 
preimmune serum reacted weakly, but specifically, with 
this same layer. Immunoperoxidase staining exhibited 
neither of these characteristics. The stratum granulosum 
reacted as well with antikeratin antibodies as did the 
other layers, and none of the layers stained when using 
either preimmune or keratin-absorbed antiserum (Fie 
2B). '* 

Other squamous epithelia such as oral mucosa, exocer- 
vix, and vaginal mucosa also stained strongly, although 
an unequal distribution of staining was found in the 
female genital tract. Whereas the basal epithelial cells of 
vaginal mucosa stained strongly, the upper layers (which 
contain variable amounts of glycogen in response to 
estrogen stimulation) reacted only weakly with the anti- 
serum. 

Epithelial-derived glands such as parotid gland (Fig. 
2D), submaxillary gland, and pancreas (Fig. 2H), revealed 
relatively similar keratin distributions. The ductal epi- 
thelial cells of each of these glands, which are single 
layered, cuboidal, or columnar cells, contained significant 
amounts of intracellular keratin, whereas the acinar 
structures were uniformly negative. Staining within the 
parotid ductal system extended from the large striated 
ducts to the small intercalated ducts, despite the lack of 
detectable tonofilament bundles in these cells by electron 
microscopy (20, 23). Foci of squamous metaplasia in such 
ductal systems (e.g., Fig. 2H) f represented a focal prolif- 
eration of celt which stained intensely for keratin. 

A different staining pattern was noted in the bronchial 
epithelium of the lung (Fig. 2Q, cervix (Fig. 2E) t and 
prostate (Fig. 2F). In general, these tissues contain an 
epithelium which is composed of superficial columnar 
cells and underlying basal or reserve cells. In the lung, 
the basal cells (and intermediate cells) contained signifi- 
cant amounts of keratin, unlike the ciliated and mucus 
columnar cells which lacked this protein. The cervix and 
prostate are bilayered, and only the basal cells located 
adjacent to the basement membrane contained ke vein. 
Again, the superficial columnar cells were negative. 

Squamous metaplasia is common in the bronchial and 
cervical epithelium and is believed to be related to the 
development of squamous cell carcinoma (2). In both of 
these tissues the appearance of squamous metaplasia 
appears to be due to the focal proliferation of the basal, 
keratin-positive epithelium. Areas of squamous metapla- 
sia, regardless of tissue origin, stained strongly with an- 
tikeratin antibodies. 

The staining characteristics of the breast were variable 
and dependent upon the specific fixative used. For ex- 
ample, formalin-fixed breast tissue displayed homogene- 
ous staining of the entire ductal epithelium (consisting of 
the myoepithelium and the superficial ductal cells). In 
contrast, breast tissue fixed with B5 solution (4) shows 
an augmentation of myoepithelial cell staining relative to 
the overlying ductal cells (Fig. 2G). The latter findings 
are comparable to those described in previous immuno- 
fluorescence studies (8). All other tissues examined in 
this study had characteristic staining patterns which 
were independent of the fixation procedure. 

As described for th- rabbit (29), keratin was present in 



94 



SCHLRGEI„ BANKS-SCHLBGEU AND PINKUS 



Laboratory Investigation 







Fig. 2. Inununohistochemical localization of intracellular keratin in 
paraffin sections of normal human tissues. A, Skin. Keratin proteins 
(brown) present in all layers of epidermis, fi. Skin. Absorption of 
immune serum with keratin protein completely abolishes staining re- 
action. C, Bronchus. Strong staining for keratin proteins in basal and 
intermediate cells. Ciliated and mucus columnar cells are devoid of 
detectable keratin proteins. D, Parotid. Keratin proteins identified in 
ductal epithelium. Acini are negative. E, Endocervix. Basal cells of 
endocervical glands demonstrate strong staining for keratin proteins. 



Mucus columnar cells are negative. F, Prostate. Staining for keratin 
proteins observed in basal cells of prostatic glands. Columnar cells are 
negative. G t Breast (B5 fixative). Prominent staining for keratin pro- 
teins in myoepithelial layer of duct, with weaker reaction in superficial 
epithelial cells. H, Pancreas. Staining for keratin proteins observed in 
ductal epithelium with increased staining intensity in areas of squamous 
metaplasia. Acini are negative. All tissues were counterstained with 
hematoxylin. Figure 2A to C, X250; D and H, X125; £, X500; Fand G, 
X250. 



Vol.42, No. 1, 1980 



KERATIN PROTEINS IN HUMAN TISSUES 



95 



the urothelium of the bladder and ureter and extended 
into the collecting duct system of the kidney. Keratin 
was absent in renal glomeruli. In the liver, only the bile 
ducts contained detectable keratin protein. 

Staining characteristics of the gastrointestinal tract 
were equivocal. While there was a minimal degree of 
reactivity of such epithelia with the antikeratin anti- 
bodies, the staining was not abolished by the absorption 
of the antiserum with keratin proteins, and weak staining 
occurred even with the use of preimmune serum. We 
have interpreted these results as representing a nonspe- 
cific reaction. 

DISCUSSION 

The cytoplasm of mammalian cells contains a complex 
array of filamentous proteins which participate variously 
in the maintenance of cell shape and mobility (6), mod- 
ulation of cell membrane protein movement (1, 19), mo- 
bility of chromosomes and cellular processes (10), cyto- 
kinesis (24), and possibly the regulation of cell prolifera- 
tion (7). Keratin filaments, which are one type of cyto- 
plasmic "intermediate" filament, are found principally in 
epidermal cells where they are believed to have a struc- 
tural function. The recent immunologic detection of ker- 
atin proteins in many types of epithelia suggests that 
these filaments have a more diverse biologic distribution 
than previously recognized (8, 9, 27, 29). In addition, the 
strong reactivity of parotid ductal epithelium with anti- 
keratin antiserum (Fig. 2D) and the absence of tonofila- 
ment bundles by electron microscopy (20) indicate that 
these epithelial cells contain abundant keratin proteins 
which are present in a nonaggregated form, ultrastruc- 
turally indistinguishable from other intermediate-sized 
filaments. 

The present investigation represents the first compre- 
hensive study to localize keratin proteins in human tissue 
and to identify specifically the basal cells of trachea, 
bronchi, prostate, and cervix as the predominant sites of 
keratin synthesis. Bronchial basal cells, which have been 
shown to contain numerous tonofilament bundles by 
electron microscopy (23), apparently represent the pro- 
liferating cells of the respiratory epithelium (3, 13). It is 
interesting to note that, during the differentiation of 
these basal cells into nondividing columnar cells, there is 
a concomitant loss of cellular keratin proteins by a mech- 
anism not yet known. The histology of the normal human 
bronchus has recently been reviewed and examined by 
McDowell et al (17). In this study, the cells commonly 
referred to by histologists as "intermediate" were shown 
to consist of a mixture of basal cells and small mucus 
granule cells which had similar appearances ultrastruc- 
turally, except that the small mucus granule cells often 
contained small, cytoplasmic periodic acid-Schiff-posi- 
tive granules. Both cell types were considered to have a 
proliferative potential, based upon extrapolation from 
hamster experiments. Our studies demonstrate that both 
basal and intermediate cells (presumably including small 
mucus granule cells) contain prominent intracellular ker- 
atin protein. The recent finding that the analogous ker- 
atin-positive cells of the cervix also have a proliferative 
capacity (11) suggests that the basal cells of the prostate 



and breast may fulfill similar precursor-cell roles. The 
basal or reserve cells of the lung and cervix can proliferate 
in either a regulated fashion to produce regions of squa- 
mous cell metaplasia, or in an unregulated manner to 
produce squamous cell carcinoma (14). 

Immunofluorescence studies with rabbit tissue have 
demonstrated the presence of keratin in both superficial 
and basal layers of trachea, bronchi, and cervical glands 
(29). Whether the difference between the rabbit and 
human tissues reflects species-related variation in gland 
architecture or keratin localization, or whether it results 
from differences in the sensitivity or resolution of the 
particular immunologic technique is unclear. 

Keratin has a similar distribution pattern in the sali- 
vary glands, pancreas, and lung. These tissues arise de- 
velopmentally by the ingrowth and sequential branching 
of an epithelial growth bud and, in each case, the keratin- 
containing cells are found only in the early branchings, 
that is, the ducts or bronchi. The terminal acini or alveoli 
lack keratin protein. Presumably, the process of gland or 
organ development results in the loss of keratin synthesis. 

The detection of tonofilament bundles (aggregates of 
keratin filaments) by electron microscopy has been used 
for distinguishing poorly differentiated carcinomas from 
sarcomas and lymphomas. However, immunoperoxidase 
staining for keratin protein has significant advantages 
over electron microscopy for defining the epithelial na- 
ture of a tumor a greater number of cells may be exam- 
ined histologically; special fixation and processing are not 
necessary; the technique is rapid; and, most importantly, 
the keratin filaments need not necessarily be aggregated 
into characteristic bundles for their conclusive identifi- 
cation. Also, this immunohistochemical method affords 
excellent cellular detail and a permanent preparation. 
Attempts to extend the use of this technique to the 
differential diagnosis of benign and malignant human 
neoplasms as well as to the various "undifferentiated" 
tumors are in progress. 

Acknowledgments: We thank Dr. T. T. Sun for helpful 
suggestions and comments and for communicating the 
results of his keratin localization studies while they were 
in progress. We also thank Dr. H. Green and Dr. Ramzi 
S. Cotran for reviewing the manuscript. The expert tech- 
nical assistance of Ms. Janet A. McLeod and Ms. Barbara 
Baron and the skilled secretarial assistance of Ms. Ann 
Benoit and Ms. Margaret Cialdea was greatly appreci- 
ated. 

Date of acceptance: October 10, 1979 

This work was supported in part by the Milton Fund of Harvard 
University and Grant HL-06370 from the National Institutes of Health. 

Address reprint requests to: Dr. Geraldine S. Pinkus, Department of 
Pathology. Peter Bent Brigham Hospital, 721 Huntington Avenue, 
Boston, Massachusetts 021 15. 

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96 



SCHLEGEL, BANKS-SCHLEGEL. AND PINKUS 



Laboratory Investigation 



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